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This feature article was snagged from mountainwoman.com.
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Tie Me Up, Tie Me Down: Kathy's Views On Anchoring the Belayer for an Upward Pull

(WARNING AND DISCLAIMER: Complete knowledge of standard climbing equipment, techniques and practices is assumed. The following is NOT to be used or construed as instruction in how to climb or how to belay. Seek professional, expert instruction before using these techniques.)

Many rock climbing schools and instructors teach their students that a belayer must always be tied down against the upward pull of a fall. This is especially emphasized when there is a big weight difference between the belayer and the climber, as is often the case for us gals.

If this is true, why does virtually everyone break this rule so often? At top-rope sites, how often do you see the belayer tied down, unless it's a class situation? On one pitch sport climbs, why do belayers rarely tie themselves down? On multi-pitch climbs, is the belayer always protected against an upward pull? Is this another one of those ways we humans defy our own good sense when it doesn't suit us, similar to bike helmets, seat belts, smoking, safe sex and the like?

Probably, to some extent it is. Part of the problem is that when a rule is introduced as pretty much universal and absolute, and then in practice is not uniformly obeyed, it loses credibility in our minds as an important rule. This has been the fate of the injunction to wear a climbing helmet. When we begin climbing we are told to always wear helmets, but then at the local sport crag almost no one does. What are we to think? That helmets might increase safety, but they're not "cool"? That the danger isn't great enough to warrant the hassle?

There are obviously good reasons to wear helmets, and there are often good reasons to tie down the belayer, but these reasons are complex and change in relevance and relative importance from one circumstance to another. For instance, though it's hard to make a case for when you should not wear a helmet, there actually are common situations where tying down a belayer entails problems and introduces hazards, and times when it is not as necessary or important as other times. Not wanting to address all this complexity in a beginner class, most instructors lay down a blanket rule that defies actual practice and even sometimes common sense, but that gets their students in the habit of using the safety measure in question on a regular basis. This is understandable and desirable, but beyond the beginning climbing class, most aspiring climbers could use more guidance in where, when, how and why we do these things, as well as when we don't. This involves "judgment", i.e. identification and assessment of hazards, weighing of alternatives, and analysis of benefits and costs. That's what I'll try to help with here.

First, a moment to clarify what I mean by the term "anchor". There is the thing that keeps the whole party on the cliff during a multi-pitch climb, which keeps the whole heap from hitting the ground if the leader falls before placing any intermediate protection, or if all her intermediate protection should pull out. That's what I call the "belay anchor". This is virtually always present when the party is away from the ground (one or more pitches up), but is usually dispensed with while the belayer is still on the ground. Then there is the "belayer tie-down", which may or may not be needed in addition to the "belay anchor". You can think of this as a type of directional, keeping the belayer below the belay anchor, protecting her from injury, helping her keep control of her belay, and possibly protecting the belay anchor from an upward pull should the belayer be pulled past it by force of the leader's fall. This directional will be more, or less, critical depending on the situation. In this discussion I address mostly the costs and benefits of this last type of anchor, the "belayer tie-down".

So, why do we need to tie down a belayer? Is it always equally important to do so?

You already know the answer to this, if you have done much "slingshot" belaying at a top-rope site, and also have belayed a leader taking a fall. Having held both leader falls and the weight of a top-roped climber, it's pretty obvious that the upward pull on you is vastly different in the two cases. While holding the fall of a leader even of the same or less weight than yourself can easily launch you off your feet, on a top-rope you can hold someone even much heavier than yourself easily, if you stay in near the rock and brace yourself.

So, the likelihood of the belayer getting yanked off her feet changes in different situations. As far as consequences goes: is it always equally undesirable to get "launched"? Obviously, the answer is no. How about when a really dynamic belay is needed, say in certain sport climbing situations? Here, a too static belay makes the leader's fall more violent, swinging her into the rock with great force and making it hard for her to control her landing, while a more dynamic belay gives her a gentler, more controllable impact. It is very difficult to make a belay dynamic and controlled, just by means of letting rope through our device. So, unless the belayer is in danger of being pulled into a roof or other dangerous obstacle, it is actually safer NOT to tie her down in this situation.

There certainly are situations when tying down the belayer introduces other dangers. Maybe the belayer needs freedom of movement to duck out of the way if there is loose rock coming down, or maybe there are a lot of other climbers around and the risk of them dropping objects is real.

I don't want anyone to think I advocate deliberately setting the belayer up for an elevator ride, for no reason at all. At the very least, the surprise and fear of that experience makes an effective belay pretty hard to maintain, so especially for beginning climbers the risks are greater. But my goal here is to introduce the idea of cost/benefit analysis to the subject.

As with most safety measures, tying down the belayer has both benefits and costs. The benefits are first and foremost belayer protection and keeping control of the belay, to a lesser extent protecting the belay anchor against an upward pull, and also minimizing the potential distance the leader will fall.

The costs entail time, complexity, energy, sometimes extra gear, perhaps other hazards or problems. The cost is often small compared with the benefit, but nevertheless the decision always entails a trade-off, and should be done in context, consciously and deliberately, not blindly or dogmatically. This is true of all our decisions in climbing.

On the benefit side: There are times when getting yanked off your feet is extremely dangerous: for instance, when you would be slammed into a roof, or other dangerous obstacle. When you are much smaller and lighter than your leader, and could be pulled a long way. When a strong upward pull on the belay anchor would result, and compromise that anchor. Any time when loss of control of the belay or an injury to the belayer would be likely.

There may be other times when the consequences are not so dire, and/or the likelihood is very low (top-ropes, leader fall extremely unlikely, leader much lighter than belayer, belay anchor good for an upward pull, and no obstacles to injure the belayer, etc.). Finally, as we saw with the sport climbing example, there are times when the danger is actually greater if the belayer is tied down, this mostly being in cases where a dynamic brake is needed.

On the costs side, there are times when it is very fast and easy to tie the belayer down, and other times when it entails a lot of time or difficulty, or compromises some other safety value. If tying the belayer down forces her to be in an undesirable position, either very uncomfortable; or exposed to other hazards such as rock fall or other climbers; or if it takes half an hour to figure out where and how to tie the belayer down; or doing so puts an outward pull on the belay anchor or first pieces of intermediate protection: then it may not be worth it and could even be a bad idea. At the very least it is necessary to recognize and deal with the problems it raises. Again, the risks of not doing it (benefits) have to be weighed against these problems (costs).

We should think about these things, look at each pitch or situation individually, and make our decision accordingly, every time we belay. To just hold ourselves to a rigid rule, ignoring the circumstances, will work for awhile but will eventually lead us into error and expose us to risks we might not even be aware of.

Ways to protect the belayer and the belay

On a more practical level, for many less experienced climbers, the problem of how to protect the belayer can often seem pretty formidable. The gear is new to us, we have little practice placing protection or evaluating placements. Is there any way to simplify all this? Yes, I think so.

First of all, you don't always have to worry too much about building your belay anchor for an upward pull. By tying the belayer down below the belay anchor, you automatically prevent her from being pulled past it, so an upward pull need never happen. In this sense, to protect the belayer is to protect the anchor, while the opposite is not necessarily true: protecting the anchor for an upward pull doesn't necessarily protect the belayer from injury. It also happens to be much simpler in most cases to tie the belayer down than to make a belay anchor good for an upward pull.

So, if in addition to your belay anchor you have a multi-directional "thing" to tie your belayer down to, such as a rock horn, tree or heavy boulder, then it's pretty simple for you to throw a runner, cordelette or the rope itself around it, tie your belayer to it and she's protected from an upward pull. If you are climbing as a group of 3 climbers, you may be able to use her companion on the ledge as a belayer tie-down. Using their additional body weight as a tie-down works well and is very fast.

Another thing that helps simplify the problem, is that the actual force of the upward pull on the belayer tie-down is usually not that great. By the time the belayer leaves the ground, most of the force of the leader fall has been dissipated by friction, rope stretch, and overcoming the inertia of the belayer's body going into motion. So while you would never (well, almost never) consider a single wedge or cam a sufficient belay anchor, a single well-placed piece can be perfectly sufficient for a belayer tie-down.

Finally, protecting the belayer doesn't always necessarily mean tying her down. The reduced force of the upward pull also means that often a good, solid seated body position and bracing with straight legs, can be sufficient protection without being tied down.

In conclusion, I return to my main point here: that it is not enough to apply a rule uniformly in all circumstances, or to hold to a practice because it's some sort of "golden rule". Risks vary in climbing. They are not always easy to identify, or to prioritize in terms of likelihood or severity. The process of developing skill and judgement as a climber, is the process of learning to identify and assess these risks, of acquiring adequate tools for managing the risks, and of learning to weigh the costs and benefits entailed by all our choices.

Our best piece of safety equipment is our brain. Fortunately for us, we already know how to use it.

Happy Climbing!

- Kathy

 

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